To Bundle or Not to Bundle? A Review of Soft Commissions and Research Unbundling
Brokerage houses historically have provided research and related services together with
order execution without separate fees. This practice of research bundling through so-called …
order execution without separate fees. This practice of research bundling through so-called …
Toward Normative Transparency of Disclosure in a Revised Mutual Fund Total Cost Construct
JA Haslem - The Journal of Wealth Management, 2015 - jwm.pm-research.com
The first goal of this article is to review types of transparency—relative versus absolute and
positive versus normative, transparency of the SEC total expense ratio, stewardship and …
positive versus normative, transparency of the SEC total expense ratio, stewardship and …
Measuring Market Risk: Approaches and Inherent Assumptions
J McMurray, S Melnikov - The Journal of Investing, 2013 - pm-research.com
While few debate the need to measure market risk, less agreement exists as to the best way
to accomplish this task. Measuring and understanding market risk is a challenging and …
to accomplish this task. Measuring and understanding market risk is a challenging and …
Investing for Universal Energy Access
AA Farooquee - The Journal of Private Equity, 2017 - JSTOR
More than 1.2 billion people are without access to electricity. Universal energy access is a
challenging goal. However, the growth of mobile phones and the microfinance industry …
challenging goal. However, the growth of mobile phones and the microfinance industry …
'Nobody Is Proud of Soft Dollars': the Impact of MiFID II on US Financial Markets
HE Jackson, JY Zhang - Journal of Financial Regulation, 2023 - academic.oup.com
Scholars and policy makers have long debated whether securities firms should be allowed
to bundle the cost of execution services with the cost of research. Investor advocates …
to bundle the cost of execution services with the cost of research. Investor advocates …
Effects of MiFid Ii: Corporate Governance as a Mitigating Factor for Sell-Side Analysts Coverage
MEP Römbo - 2021 - search.proquest.com
This paper will investigate if corporate governance has a mitigating effect for Sell-side
analysts' decision to follow a firm after the implementation of Markets in Financial …
analysts' decision to follow a firm after the implementation of Markets in Financial …
The Law and Economics of Soft Dollars: A Review of the Literature and Evidence from MiFID II
HE Jackson, J Zhang - Review of Banking and Financial Law …, 2022 - papers.ssrn.com
For decades, the bundling of research services into commissions paid for the execution of
securities trades has been the focus of policy discussion and academic debate. The practice …
securities trades has been the focus of policy discussion and academic debate. The practice …
Normative Listing and Description of Mutual Fund Transparent and Opaque Fees and Expenses
JA Haslem - The Journal of Wealth Management, 2019 - jwm.pm-research.com
This study provides mutual fund shareholders with a normative listing of transparent and
traditionally opaque fees and expenses designed for most all funds. The most likely next …
traditionally opaque fees and expenses designed for most all funds. The most likely next …
Mutual Fund Negative General Effects on Shareholder Performance
JA Haslem - The Journal of Wealth Management, 2018 - pm-research.com
—Palmiter [2006] This study continues research from Haslem [2013b] that “focuses on
selected 'negative general effects' contributing to generally lower mutual fund shareholder …
selected 'negative general effects' contributing to generally lower mutual fund shareholder …